ACA Group is the leading #governance, #risk, and #compliance (#GRC) advisor in financial services.

U.S., UK, Europe, Asia, UAE
Joined January 2013
Regulatory divergence, operational resilience, and global expansion remain key challenges for hedge funds. At With Intelligence’s Hedge Fund Legal and Compliance Summit | Europe, we shared insights on navigating these issues. Talk to our team: hubs.ly/Q04CbkpH0
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🏆 ACA Foreside has been named Best ETF Distributor for the fifth consecutive year in the 2026 @ETFExpress U.S. ETF Awards and has also been recognized as Best ETF Regulatory/Compliance Adviser! Learn more: hubs.ly/Q04Cb1tv0
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Why review the same policy hit twice? Echo suppression helps eComms teams reduce duplicate alerts and focus on new compliance-relevant activity. Less repetition, more meaningful review. Learn more: hubs.ly/Q04C50Rq0
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Critical PHP vulnerabilities could expose web-facing systems to remote code execution. Our latest alert outlines key steps to identify affected systems, apply patches, and assess potential exposure. Read the alert: hubs.ly/Q04C2Hn10
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The conversations that move our industry forward are better when we're together. Registration is now open for the 2027 ACA Conference, taking place April 14–16 in Orlando, Florida. 🔗hubs.ly/Q04BZ7rw0 #ACAConference #Compliance #FinancialServices #ComplianceLeadership
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The FCA found material weaknesses in the surveillance arrangements of all seven firms it recently reviewed. Read the key lessons for alert calibration, STOR decisions, testing, and governance: hubs.ly/Q04BPQrB0–transactio…
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You know who has the keys to your systems. But who else might have a copy? 🔑 This #CybersecurityAwarenessMonth, uncover the hidden risks of third-party AI use and learn how to strengthen oversight. Watch ACA’s webcast: hubs.ly/Q04BMKFv0
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Don’t let cyber risk haunt your firm. Join ACA for a chilling look at 2026’s scariest cyber breaches, the control gaps behind them, and practical steps to strengthen resilience. October 29, 2026 | 11:00 a.m.-12:00 p.m. ET Protect your firm: hubs.ly/Q04BskdW0
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When should your RIA update Form ADV? Our practical materiality framework helps RIAs assess changes to strategies, fees, leadership, conflicts, Form CRS, and client disclosures. Read the blog: hubs.ly/Q04BlkGW0
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Cyber risks uncovered after closing can turn a promising deal into a costly surprise. This #CybersecurityAwarenessMonth, start assessing your cyber exposure before an acquisition and better manage risks throughout the investment lifecycle: hubs.ly/Q04BbcN40
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Expanding into the UAE? Join our webcast for practical guidance on DIFC, ADGM, onshore, and free zone pathways, and the changing considerations for technology-led and virtual asset business models. Register for the webcast: hubs.ly/Q04B3WYT0
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As private markets firms grow, compliance, operations, and distribution need to scale with them. Join ACA on October 20 for a cross-functional discussion on what’s changing—and what firms should consider as they prepare to scale. Register now: hubs.ly/Q04B3WgJ0
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Year-end regulatory demands can expose compliance capacity gaps. Explore four signs your compliance team may need interim support: hubs.ly/Q04zYwXx0
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Is your broker-dealer prepared for year-end? Join ACA and industry leaders for guidance on key obligations for the 2026 close and 2027 planning. Register: hubs.ly/Q04zLM3H0
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You locked the doors. You checked the windows. But what about the entrance you didn’t know existed? See what an attacker might see. Explore ACA’s latest cyber risk insights: hubs.ly/Q04zLkV20
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Efficiency does not always equal resilience. ACA’s 2026 COO Priorities Survey reveals how investment operations leaders are addressing capacity constraints, legacy technology, AI adoption, and third-party oversight. Download the report: hubs.ly/Q04zDWsx0
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FCA CP26/34 gives firms an early view of the proposed guidance, transitional provisions, schema, and validation rules shaping UK transaction reporting reform. The consultation closes 6 November 2026. Read the alert: hubs.ly/Q04zBzvj0
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The FCA estimates its UK MiFIR transaction reporting reforms could save firms more than £100 million annually. But savings will not be automatic. Find out what firms need to consider to realise them: hubs.ly/Q04zbYt_0 #TransactionReporting #MiFIR #FCA
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The SEC is focused on how firms govern AI use: policies, supervision, inventories, training, and accurate public representations. How is your firm approaching AI adoption? Watch the replay: hubs.ly/Q04zbTN00
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Join ACA and @ConfluenceTech for a practical discussion on building a compliance operating model that supports sustainable growth. 📅 October 15, 2026 |⏰ 11:00 AM-12:00 PM ET Reserve your spot: hubs.ly/Q04yNGfb0
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