Relevant information for investors, media, and market participants from the regulator of Alberta's capital market, the Alberta Securities Commission.
Alberta
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The ASC has concluded a Settlement Agreement and Undertaking with Alnoor Fatehali Nathoo of Calgary, Alberta, for breaching Alberta securities laws. asc.ca/News-and-Publications…
The CSA today published amendments to NI 52-112 Non-GAAP and Other Financial Measures Disclosure and other materials (together, the Amendments). The Amendments follow a consultation launched in November 2025 and consider the comments received. asc.ca/News-and-Publications…
The CSA today announced the publication of final amendments to NI 31-103 prohibiting chargebacks in publicly offered investment fund distribution. The changes are intended to improve investor protection. asc.ca/News-and-Publications…
An ASC panel has found that Shahin “Sonny” Mottahed of Calgary, AB, breached Alberta securities laws.asc.ca/News-and-Publications…
An ASC panel has found that Terrance Anthony Sweeney breached Alberta securities laws by perpetrating a fraud on investors and making misleading or untrue statements to ASC staff. asc.ca/News-and-Publications…
The CSA is marking Investor Education Month by encouraging investors to stay focused on long-term goals, critically assess and verify information they see online, and take steps to protect themselves from investment fraud. asc.ca/News-and-Publications…
The CSA today published for comment proposed National Instrument 26-101 Information Technology System Integrity, which would establish a single framework for the information technology systems of market infrastructure entities. asc.ca/News-and-Publications…
The CSA today published for comment proposed amendments that would provide harmonized exemptions from certain repurchase transactions requirements for reporting issuer investment funds. asc.ca/News-and-Publications…
Alberta Securities Commission retweeted
Stop. Check. Talk. Scammers often target job seekers with fake job offers that promise quick hiring and with higher than average pay. They may ask for personal information, upfront fees, or payment for training and equipment. standagainstscams.ca/
#StandAgainstScams
Members of the Canadian Securities Administrators (CSA) today published a report on the potential benefits and challenges involved in giving investors more control over the data they provide to investment firms. asc.ca/News-and-Publications…
The CSA and CIRO have published a joint notice providing new guidance on prediction markets. asc.ca/news-and-publications…
The CSA today published its annual Year in Review, highlighting progress made during the first year of its 2025-2028 Business Plan. asc.ca/news-and-publications…
The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Calgary resident Colton Kenneth Smith for breaching Alberta securities laws.
asc.ca/News-and-Publications…
The CSA is warning Canadians about an ongoing investment fraud involving the impersonation of Union Bancaire Privée, UBP SA (UBP), a Swiss private bank and asset manager. asc.ca/News-and-Publications…
The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with CatalX CTS Ltd. (operating as Catalyx) and its chief executive officer, Hyuk Jae Park (Park), for breaching Alberta securities laws. asc.ca/News-and-Publications…
The CSA and CIRO have issued guidance on industry practices relating to the marketing and sale of ETFs that are listed on a foreign exchange but not also on a Canadian exchange. asc.ca/News-and-Publications…
The CSA is seeking to codify increases to the amount of funds that qualified listed issuers can raise without a prospectus. asc.ca/News-and-Publications…
In response to the release of the independent evaluator’s report of the Ombudsman for Banking Services and Investments (OBSI) published today, the Joint Regulators Committee (JRC) is issuing the following statement. asc.ca/News-and-Publications…
Alberta Securities Commission retweeted
CSA seeks comment on modernizing the regulation of public companies: ow.ly/USkR50Zohw5
Alberta Securities Commission retweeted
CSA publishes updated cybersecurity findings and guidance for registered firms: ow.ly/bQpz50ZnNXS
