@hashkeycapital

Private Wealth Team @CIBC_FCIB | Mellon

 Cayman Islands
cibcfcib.com/
Joined October 2022
  • Tweets34
  • Following16
  • Followers89
Fernando F. Cugliari retweeted
FINRA
@FINRA27 Apr 2023
A trusted contact is a person you authorize your financial firm to contact in limited circumstances. They might be a family member, attorney or another third-party whom you think would respect your privacy and know how to handle the responsibility. ▶️ bit.ly/43YKKbS

FINRA 101: What is a Trusted Contact?

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Fernando F. Cugliari retweeted
Bank of London@_bankoflondon12 Mar 2023
A statement from @thebankoflondon regarding @SVB_UK (Silicon Valley Bank UK Limited)
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cnbc.com/2023/03/12/treasury…

Treasury Secretary Janet Yellen says U.S. government won't bail out Silicon Valley Bank

Treasury Secretary Janet Yellen says U.S. government will not bail out Silicon Valley Bank

cnbc.com
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Fernando F. Cugliari retweeted
FINRA
@FINRA9 Mar 2023
JUST IN: We have fined Webull $3 million for options customer approval violations. Learn more ▶️ bit.ly/3ymrhDz
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Mark your calendars🗓️ January 11th at 2:30pm ET 🗓️ I'll be joining @USArmy & @SECGov Commissioner Caroline Crenshaw for a Twitter Spaces where we'll be discussing New Year’s resolutions to improve finances, build wealth, and avoid scams.
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BNY Mellon Wealth Management Names Barry McKenzie as Market President in Naples, FL prnewswire.com/news-releases…

BNY Mellon Wealth Management Names Barry McKenzie as Market President in Naples, FL

/PRNewswire/ -- BNY Mellon Wealth Management has named Barry McKenzie as Market President in Naples, FL. In this role, Barry manages product and service...

prnewswire.com
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The Commission just voted to propose Regulation Best Execution, which would establish a best execution standard & require detailed policies & procedures for brokers, dealers, govt securities brokers, govt securities dealers, & municipal securities dealers, & more.
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Fernando F. Cugliari retweeted
Nasdaq Exchange
@NasdaqExchange3 Dec 2022
“@Nasdaq’s opened the way for the capital markets to appreciate the cloud.” At the recent Technology of the Future (ToF) Conference, we asked guests how Nasdaq’s technology enables them to bring forward meaningful change in a #TinyMic interview.
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Happy Veterans Day! Tune in Nov. 17th at 2pm ET as our #SECSmallBiz team joins @DAVHQ @patriotbootcamp for a live streaming Caffeine Connect session focused on empowering veteran and military spouse entrepreneurs to navigate #capitalraising pathways. #DAVPatriotBootCamp
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I was pleased to support today's amendments regarding shareholder reports. They would benefit investors by ensuring access to material, accurate, & useful information in an accessible manner.

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Interesting…
U.S. Securities and Exchange Commission
@SECGov27 Oct 2022
Today we announced updates to the list of unregistered entities that use misleading information to solicit investors, adding 35 soliciting entities, 4 impersonators of genuine firms, and 4 bogus regulators. You can search the entire PAUSE LIST here. sec.gov/news/press-release/2…

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

sec.gov
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Small businesses & entrepreneurs have a seat at the table for our work @SECGov. That’s not only because a number of us on the Commission grew up with “the family business.” It’s also because our capital markets are relevant to those small businesses as well.
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Today @SECGov, we charged Kim Kardashian for unlawfully touting a crypto security. This case is a reminder that, when celebrities / influencers endorse investment opps, including crypto asset securities, it doesn’t mean those investment products are right for all investors.

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We're having a virtual career info session with @GaryGensler & @CFTCbehnam. Join the SEC & @CFTC Virtual Career Forum: Explore the Attorney Path TODAY from 4-6:30pm ET. If you're interested in attorney careers in financial services, be sure to register now 👇

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Investment scams can almost sound legitimate, so how can you spot when an investment opportunity is a scam? Our @SEC_Investor_Ed created a mock video showing investors what real scams can look like.

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Today, California-based Mattel agreed to pay $3.5 million to settle financial misstatement charges. Separately, we initiated litigation against a former audit partner at PWC to determine if he engaged in improper professional conduct.

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Today at 4 pm ET, we join @EngineOrg for their startup policy seminar to explore challenges faced by founders and policies for improving access to capital. Register here 👉 eventbrite.com/e/startup-pol…

Startup Policy Seminar: Policies and Resources Impacting Startup Investment

Join Engine's Jennifer Weinhart to discuss the ways in which policymakers can support startups in their fundraising journeys.

eventbrite.com
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Today we announced that Jason J. Burt has been named Regional Director of the Denver Office, where he has served as Acting Co-Director since July.

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Today we charged Cronos Group, a Nasdaq-listed, Toronto-based cannabis company, for improperly accounting for millions in revenue. In agreeing to settle, we determined Cronos should not incur a financial penalty given its significant cooperation. sec.gov/news/press-release/2…

SEC Charges Canadian Cannabis Company and Former Senior Executive with Accounting Fraud

sec.gov
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Fernando F. Cugliari retweeted
TradeTalks@TradeTalks25 Aug 2022
.@Prometheuminc Co-Founder & Co-CEO Aaron Kaplan joins @JillMalandrino on @Nasdaq #TradeTalks to discuss the vision for regulation being applied to the digital asset industry. xitter.cf/i/broadcasts/1djGXPWpg…
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